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| financial services and markets act 2000: An Introduction to the Law on Financial Investment Iain G MacNeil, 2012-01-20 Since the publication of the first edition of this book in 2005, the world of financial investment has experienced an unprecedented boom followed by a spectacular bust. Significant changes have been proposed and in some cases implemented in areas such as the structure of regulation, the organisation of markets, supervision of market participants and the protection of consumers. The second edition takes account of these developments, integrating them into an analytical framework that enables the reader to develop a critical overview of the role of general legal rules and specialised systems of regulation in financial investment. The framework focuses on the role of contract, trusts and regulation as the primary legal influences for financial investment. The first part explores the relationship between investment, law and regulation. The second part examines the nature of investments and investors, both professional and private. The third part discusses the central role of corporate finance and corporate governance in linking investors with enterprises that require external capital. The fourth part examines the nature, operation and regulation of markets and the participants that support the functioning of the markets. The objective remains to provide a broadly-based and critical account of the role of law in financial investment. MacNeil's eloquent and informative distillation of the regulatory fundamentals of investment law gives his book much international relevance...a timely contribution to help readers decipher the seemingly inextricable maze of financial regulation...Practitioners and legal policy advisers will..welcome it. They should find enlightening the book's careful scrutiny of the trust and contractual foundations of investment law and practice. Benjamin J Richardson Journal of International Banking Law and Regulation, Vol 22 Issue 1, 2007 ...a fascinating and informative book...thoroughly recommended as a learned but at the same time very readable introduction to the law of financial investment Gerard McCormack Banking and Finance Law Review, Volume 21 No 2, June 2006 ...very informative tool that introduces in a very friendly and accessible manner the nearly inextricable world of financial investment laws. Fadi Moghaizel International Company and Commercial Law Review, Vol. 17 No 2, February 2006 |
| financial services and markets act 2000: The Law of Finance Alastair Hudson, 2009 The Law of Finance aims, for the first time in a single volume, to account for the whole of international finance as understood in English law. The volume is divided into two halves with section one considering the principles of the law of finance and section two considering the full range of modern financial techniques in their legal context. |
| financial services and markets act 2000: Financial Services and Markets Bill Great Britain. Parliament. House of Lords, 1999 |
| financial services and markets act 2000: Financial Services Regulation in Practice Simon Morris, 2016 This book explains how to deal with legal, compliance, and enforcement issues faced by banks and other financial institutions and their legal advisers. It focuses on the practical application of the generally applicable regulations and rules under the Financial Services and Markets Act 2000 governing the financial services sector as it changed and developed during and after the financial crisis. The book considers the key changes made by the Financial Services Act 2012 and the Financial Services (Banking Reform) Act 2013 as well as policy developments brought about by the change in regime from the Financial Services Authority to the Prudential Regulation Authority and Financial Conduct Authority. Guidance is given on the application and enforcement of the rules taking all relevant sources into account including speeches and announcements by regulatory authorities, policy documents and pronouncements, practice developments, court cases, tribunal decisions, and enforcement proceedings. Providing real insight into the practical, legal, and policy issues affecting all dealing with the post-crisis regulatory environment, this book is essential for all advising on legal matters, compliance and enforcement in the financial sector. |
| financial services and markets act 2000: Banking reform Great Britain: H.M. Treasury, Great Britain: Department for Business, Innovation and Skills, 2013-07-17 The Financial Services (Banking Reform) Bill aims to establish a more resilient, stable and competitive banking sector; to reduce the severity of a future financial crisis; and to protect taxpayers in the event of such a crisis. It is primarily an enabling Bill, which provides HM Treasury with the requisite powers to implement the policy underlying the Bill through secondary legislation. Three illustrative draft instruments were published in March 2013 in order to aid Parliamentary scrutiny of the Bill, and the Government has continued to develop those instruments. This paper invites comments on a further four statutory instruments: Ring-fenced Bodies and Core Activities Order; Excluded Activities and Prohibitions Order; Banking reform (Loss Absorbency Requirement) Order; and the Fees and Prescribed International Organisations Regulations. Further secondary legislation is planned for pensions and building societies. |
| financial services and markets act 2000: Legal Aspects of Combating Corruption: The Case of Zambia , |
| financial services and markets act 2000: The Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 GREAT BRITAIN., 2019-01-18 Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 4, para. 1, sch. 7, para. 21. Issued: 18.01.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1 (2). Effect: S.I. 2018/1149, 1184, 1201, 1318 amended. Territorial extent & classification: E/W/S/NI. With correction slip dated January 2019. For approval by resolution of each House of Parliament |
| financial services and markets act 2000: The Law Relating to Financial Crime in the United Kingdom Karen Harrison, Nicholas Ryder, 2016-03-03 Outlining the different types of financial crime and its impact, this book is a user-friendly, up-to-date guide to the regulatory processes, systems and legislation which exist in the UK. Each chapter has a similar structure and covers individual financial crimes such as money laundering, terrorist financing, fraud, insider dealing, market abuse and bribery and corruption. Offences are summarized and their extent is evaluated using national and international documents. Detailed assessments of financial institutions and regulatory bodies are made and the achievements of these institutions are analysed. Sentencing and policy options for different financial crimes are included and suggestions are made as to how criminal proceeds might be recovered. Drawing the different themes of the book together, the final chapter makes recommendations for the future and will provoke further thought and discussion on this topical subject. Each chapter also has a section on Recommending Reading. It will be a valuable resource for students studying vocational courses and will be a key text for undergraduate and post-graduate students in law schools, departments of criminal justice and business schools. |
| financial services and markets act 2000: Principles of Financial Regulation John Armour, Daniel Awrey, Paul Lyndon Davies, Luca Enriques, Jeffrey Neil Gordon, Colin P. Mayer, Jennifer Payne, 2016 Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of financial regulation. |
| financial services and markets act 2000: Consumer Credit Alexander Hill-Smith, 2015-02-20 The field of consumer credit law has undergone major and fundamental change in the recent past, due in part to the regulation since 1 April 2014 of consumer credit by the Financial Conduct Authority, and this book provides a clear and complete guide to this difficult area of law. Fully updated for the second edition, the author considers new developments including: the new authorisation process under the Financial Services and Markets Act 2000, including the interim permission regime, and its consequences; the new regime for financial promotions as applied to credit and hire advertising; the new rules controlling high cost short term lending and peer to peer lending; the new provisions of the recently released Consumer Credit Sourcebook (CONC); the new requirements governing mortgage lending as contained in MCOB; the requirements for distance selling and off-premises contracts as applied to consumer credit and consumer hire including the impact of the Consumer Contracts (Information, Cancellation and Additional Charges) Regulations 2013; the jurisdiction of the financial ombudsman service on consumer credit. Also considered is the recent case law on the powerful unfair relationships jurisdiction. This comprehensive and practical guide is essential reading for legal practitioners, finance houses, credit reference agencies and retail organisations. |
| financial services and markets act 2000: Regulating Financial Services and Markets in the 21st Century Eilís Ferran, Charles Albert Eric Goodhart, 2001-09-11 This interdisciplinary book provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation. |
| financial services and markets act 2000: Banking Regulation of UK and US Financial Markets Dalvinder Singh, 2016-04-15 Dalvinder Singh provides an interdisciplinary analysis of the legal aspects of prudential supervision. This gives the reader a broader understanding of the core processes of banking supervision. By using the UK as a case study, a comparison is made with the US to illustrate the different ways of approaching the issues. The author examines the legal as well as the theoretical, economic, political and policy issues that underpin the purpose of prudential supervision, such as corporate governance, enforcement sanctions, the role of external auditors and accountability of financial regulators. These are considered in the context of broad-policy considerations which render prudential supervision necessary, namely financial stability and depositor protection. The book will be of interest to academics, policymakers, regulators and practitioners, and equally will serve specialist undergraduate and postgraduate programmes in law, management and economics which focus on financial regulation. |
| financial services and markets act 2000: A new approach to financial regulation Great Britain. Treasury, 2011-02-17 This document presents more detailed proposals for financial regulation following on from the consultation paper A new approach to financial regulation: judgment, focus and stability (July 2010, Cm. 7874, ISBN 9780101787420) and continuing policy development by the Treasury, Bank of England and Financial Services Authority. The Government's reforms focus on three key institutional changes. First, a new Financial Policy Committee (FPC) will be established in the Bank of England, with responsibility for 'macro-prudential' regulation, or regulation of stability and resilience of the financial system as a whole. Second, 'micro-prudential' (firm-specific) regulation of financial institutions that manage significant risks on their balance sheets will be carried out by an operationally independent subsidiary of the Bank of England, the Prudential Regulation Authority (PRA). Thirdly, responsibility for conduct of business regulation will be transferred to a new specialist regulator, the Financial Conduct Authority (FCA). Individual chapters cover: Bank of England and Financial Policy Committee; Prudential Regulation Authority; Financial Conduct Authority; regulatory process and co-ordination; compensation, dispute resolution and financial education; European and international issues; next steps; how to respond; impact assessment. The chapters contain significant detail on how the legislative framework will be constructed in order to deliver the Governments' priorities for the framework. The Government will consult on these proposals with a view to publishing a draft bill in spring 2011. |
| financial services and markets act 2000: The Financial Regulators' Powers (Technical Standards Etc. ) (Amendment Etc. ) (EU Exit) Regulations 2018 GREAT BRITAIN., 2018-07-19 Enabling power: European Union (Withdrawal) Act 2018, s. 8, sch. 4, para. 1, sch. 7, para. 21. Issued: 19.07.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: 1998 c.11; 2000 c.8; 2009 c.1; 2012 c.21; 2013 c.33; S.I. 2015/1911 amended. Territorial extent & classification: E/W/S/NI. EC note: These Regulations are made in exercise of the powers in section 8 of, and paragraph 1 of Schedule 4 to, the European Union (Withdrawal) Act 2018 in order to address failures of retained EU law to operate effectively and other deficiencies arising from the withdrawal of the United Kingdom from the European Union. Part 2 of the Regulations delegates the Treasury's powers under section 8 of the European Union (Withdrawal) Act 2018 to the Financial Conduct Authority, the Prudential Regulation Authority, the Bank of England and the Payment Systems Regulator (the regulators) to enable the regulators to remove deficiencies in those binding technical standards identified in the Schedule to the Regulations. The delegation is subject to the restrictions set out in regulation 3(4).For approval by resolution of each House of Parliament |
| financial services and markets act 2000: The EEA Passport Rights (Amendment, Etc. , and Transitional Provisions) (EU Exit) Regulations 2018 Great Britain, 2018-09-11 Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 4, para. 1, sch. 7, para. 21. Issued: 11.09.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: 2000 c.8 modified & 1928 c.43; 1974 c.47; 1981 c.20; 1985 c.61; Housing Act 1985 c.68; 1986 c.53; 1988 c.28, c.52; 1992 c.5; 1993 c.8; 1997 c.27; 1998 c.11; 2000 c.29; 2001 c.24; 2003 c.43; 2007 c.29; 2008 c.31; 2010 c.38; 2011 c.25; 2012 c.7; 2016 c.7 & 50 SIs amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament |
| financial services and markets act 2000: Insurance Law in the United Kingdom John Birds, 2024-04-17 Derived from the renowned multi-volume International Encyclopaedia of Laws, this book provides valuable practical insight into both public supervisory legislation concerning insurance and private insurance contract law in the United Kingdom. An informative general introduction surveying the legal, political, financial, and commercial background and surroundings of insurance provides a sound foundation for the specific detail that follows. The book covers all essential aspects of the law and regulation governing insurance policies and instruments. Its detailed exposition includes examination of the form of the insurance company and its reserves and investments; the insurance contract; the legal aspects of the various branches of property and liability insurance; motor vehicle insurance schemes; life insurance, health insurance, and workmen’s compensation schemes; reinsurance, co-insurance, and pooling; taxation of insurance; and risk management and prevention. Succinct yet eminently practical, the book will be a valuable resource for lawyers handling cases affecting the United Kingdom. It will be of practical utility to those both in public service and private practice called on to develop and to apply the laws of insurance, and of special interest as a contribution to the much-needed harmonization of insurance law. |
| financial services and markets act 2000: Statutory Instruments Great Britain, 2001 |
| financial services and markets act 2000: Compendium of Insurance Law Robert Merkin, Johanna Hjalmarsson, 2013-08-22 The Compendium of Insurance Law consolidates diverse insurance law sources, statutes and codes of practice in one comprehensive volume. Each piece of legislation is supplemented by detailed annotations, which explain the operation and relationship of the legislation with other sources of insurance law. The book is filled with comprehensive coverage of legislation relating to the following areas: regulation, reinsurance, life assurance, property insurance, marine insurance, liability insurance, motor insurance, insurance intermediaries, insurance contracts and competition. |
| financial services and markets act 2000: Consumer Credit Law and Practice - A Guide Dennis Rosenthal, 2018-01-26 “A new edition of Dennis Rosenthal's Consumer Credit Law and Practice - A Guide is always an event to be welcomed by the busy practitioner... In all this welter of regulation, there is a great need for a work which reduces the mass of case law and regulation covered in encyclopaedic works into a clear, concise and readable form which steers a way through the labyrinth. This is just such a book... It is to be warmly welcomed.” From the Foreword by Roy GoodeThe most useful and comprehensive single volume work on the subject of consumer credit. Consumer Credit Law and Practice - A Guide, Fifth Edition is an easily accessible guide covering all aspects of consumer credit, consumer hire and ancillary credit businesses. Written in a clear and penetrating style, the new fifth edition has been extensively updated and rewritten to take account of all relevant case law, legislative changes and developments, including: - coverage of EU Directives relating to alternative dispute resolution, supervision of credit institutions and consumer credit agreements for residential immovable property - the transfer of licensing from the OFT under CCA 1974 to authorisation and permission by the FCA under FSMA - the substitution of substantial parts of CCA 1974 and regulations under that Act, by FSMA, regulations under FSMA including RAO, and the FCA Handbook, in particular the Consumer Credit sourcebook (CONC) and the Mortgages and Home Finance Conduct of Business sourcebook (MCOB) - new chapters on FCA requirements and procedures relating to authorisation and permission, treating customers fairly, supervision and reporting, and alternative dispute resolution - developments in related areas such as data protection, fraud prevention and anti-money laundering Consumer Credit Law and Practice - A Guide, Fifth Edition is essential reading for: banking and commercial law practitioners; in-house lawyers; companies operating in consumer credit related industries, including banks and building societies, credit card companies, finance and leasing companies; compliance personnel; and consumer advisers. |
| financial services and markets act 2000: Company Law Statutes 2011-2012 Marc Moore, 2013-04-15 ‘Focused content, layout and price - Routledge competes and wins in relation to all of these factors’ - Craig Lind, University of Sussex, UK ‘The best value and best format books on the market.’ - Ed Bates, Southampton University, UK Routledge Student Statutes present all the legislation students need in one easy-to-use volume. Developed in response to feedback from lecturers and students, this book offer a fully up-to-date, comprehensive, and clearly presented collection of legislation - ideal for LLB and GDL course and exam use. Routledge Student Statutes are: Exam Friendly: un-annotated and conforming to exam regulations Tailored to fit your course: 80% of lecturers we surveyed agree that Routledge Student Statutes match their course and cover the relevant legislation Trustworthy: Routledge Student Statutes are compiled by subject experts, updated annually and have been developed to meet student needs through extensive market research Easy to use: a clear text design, comprehensive table of contents, multiple indexes and highlighted amendments to the law make these books the more student-friendly Statutes on the market Competitively Priced: Routledge Student Statutes offer content and usability rated as good or better than our major competitor, but at a more competitive price Supported by a Companion Website: presenting scenario questions for interpreting Statutes, annotated web links, and multiple-choice questions, these resources are designed to help students to be confident and prepared. |
| financial services and markets act 2000: Annotated Companies Legislation Nigel Boardman, 2010 A comprehensive guide to companies legislation in a convenient paperback volume. Written from the perspective of the 2006 regime, it gives detailed section-by-section commentary alongside the Companies Act 2006 and surviving parts of the previous legislation as well as including the text of relevant statutory instruments. |
| financial services and markets act 2000: Blackstone's Statutes on Company Law 2015-2016 Derek French, 2015 This volume is a collection of legislation for the core subjects and major options offered on the law syllabus. |
| financial services and markets act 2000: Blackstone's Statutes on Company Law 2014-2015 Derek French, 2014 Blackstone's Statutes have a 25-year tradition of trust and quality unrivalled by other statute books, and a rock-solid reputation for accuracy, reliability, and authority. Content is extensively reviewed to ensure a close map to courses. Blackstone's Statutes lead the market: consistently recommended by lecturers and relied on by students for exam and course use. Blackstone's Statutes are the original and best; setting the standard by which other statute books are measured. Each title is: DT Trusted: Ideal for exam use DT Practical: Find what you need instantly DT Reliable: Current, comprehensive coverage DT Relevant: Content based on detailed market feedback Visit www.oxfordtextbooks.co.uk/orc/statutes/ for accompanying online resources created with the assistance of the Statute Law Society including videos on how to interpret statutes and how legislation is made. The Online Resource Centre for this book also provides updates, web links, additional legislation and a timeline detailing the implementation of the provisions of the Companies Act 2006. |
| financial services and markets act 2000: Corporate Finance Law Louise Gullifer, Jennifer Payne, 2015-10-22 The second edition of this acclaimed book continues to provide a discussion of key theoretical and policy issues in corporate finance law. Fully updated, it reflects developments in the law and the markets in the continuing aftermath of the Global Financial Crisis. One of its distinctive features is that it gives equal coverage to both the equity and debt sides of corporate finance law, and seeks, where possible, to compare the two. This book covers a broad range of topics regarding the debt and equity-raising choices of companies of all sizes, from SMEs to the largest publicly traded enterprises, and the mechanisms by which those providing capital are protected. Each chapter analyses the present law critically so as to enable the reader to understand the difficulties, risks and tensions in this area of law, and the attempts made by the legislature and the courts, as well as the parties involved, to deal with them. This book will be of interest to practitioners, academics and students engaged in the practice and study of corporate finance law. |
| financial services and markets act 2000: Insurance Disputes Robert Merkin, Iain Goldrein QC, Jonathan Mance, 2020-11-25 Written by an impressive team of specialist contributors, Insurance Dispute is the authoritative guide to litigation for both the insurer and the insured. Divided into two parts – principles of law and their practical use in individual types of insurance, it aims to identify and resolve questions such as: • How should the claimant handle a dispute? • Is the claim within the cover? • When should an insurer dispute cover? • What steps can an insurer take to deny cover? Updated and revised to include new chapters on marine insurance, the Financial Ombudsman Service and ATE insurance, Insurance Disputes is essential reading for anyone involved in insurance law and litigation. |
| financial services and markets act 2000: Mayson, French & Ryan on Company Law Derek French, 2019 Updated annually, Mayson, French & Ryan on Company Law is the ideal companion for students looking for an up-to-date, thorough, and accessible account of company law. The content has been recently streamlined with modern company law courses in mind and includes plenty of student-friendly features and a fresh, modern text design. |
| financial services and markets act 2000: Legislation for Business Law 2009-2010 Rachel E. Cooper, 2009-08-13 Legislation for Business Law offers a comprehensive collection of statutory material ideal for students taking business law modules. Divided into six parts, covering company law, company and business names, partnership law, insolvency, financial services and sale of goods, the material is easy to navigate and ideal for use in exams. |
| financial services and markets act 2000: Lloyd's: Law and Practice Julian Burling, 2013-09-05 The unique features of the Lloyd’s Corporation and Market and their governing rules are complex and are often difficult to navigate even for the most seasoned practitioner. This book provides the reader with a definitive and detailed guide, and is essential for any practitioner dealing with Lloyd’s Insurance. After a brief historical account, the book provides a thorough legal description and analysis of Lloyd’s, which includes topics ranging from the constitution and membership requirements of Lloyd’s, UK and overseas regulation, the processes for placing and underwriting business and handling claims, chain of security, enforcement and disciplinary matters, compensation and the reconstruction and the renewal of the Lloyd’s market between 1990 and 1996. The book will be an invaluable reference tool for insurance practitioners and professionals dealing with Lloyd’s. Julian Burling is a barrister at Serle Court, and has been involved in advising on and implementing nearly all significant legal developments at Lloyd’s in the last 25 years. |
| financial services and markets act 2000: The Financial Crisis and White Collar Crime Nicholas Ryder, 2014-05-30 øThis timely book will be of great use to both teachers and students of financial crime relevant modules.ø It will also appeal to policy-makers in government departments, law enforcement agencies and financial regulatory agencies, as well as profession |
| financial services and markets act 2000: Money Laundering Law Peter Alldridge, 2003-01-14 In the past twenty years action in respect of the profits of crime has moved rapidly up the criminal justice agenda. Not only may confiscation orders be made,but there are also now serious substantive criminal offences of laundering the proceeds of crime. Moreover, the consequences of the regulatory régimes put in place by the Money Laundering Regulations 1993 and the Financial Services Authority are very significant. This book examines critically the history, theory and practice of all these developments, culminating in the Proceeds of Crime Act 2002, which marks another step in the move towards greater concentration both on the financial aspects of crime and on the internationalisation of criminal law. The Act puts in place the Assets Recovery Agency, which will be central to the strategy of targeting criminal monies and will have power to bring forfeiture proceedings without a prior criminal conviction and to raise assessments to taxation. The author subjects the law of laundering, especially the novel aspects of the Proceeds of Crime Act itself, to thorough analysis and a human rights' audit. Contents: Introduction; The Economics of Money Laundering; Theory: Justifications for Forfeiture, Confiscation, and Criminalisation; History of Forfeiture and Confiscation Provisions; The International Dimension; Forfeiture Provisions; Statutory Confiscation Provisions; Investigatory Powers; Beyond Confiscation - Criminalisation; Acquisition and Deployment of Money for Terrorism; Confiscation without Conviction - 'Civil Recovery'; Money Laundering and the Professions |
| financial services and markets act 2000: The Financial Crisis and White Collar Crime - Legislative and Policy Responses Nicholas Ryder, Umut Turksen, Jon Tucker, 2017-09-19 This book offers a commentary on the responses to white collar crime since the financial crisis. The book brings together experts from academia and practice to analyse the legal and policy responses that have been put in place following the 2008 financial crisis. The book looks at a range of topics including: the low priority and resources allocated to fraud; EU regulatory efforts to fight financial crime; protecting whistleblowers in the financial industry; the criminality of the rogue trader; the evolution of financial crime in cryptocurrencies; and the levying of financial penalties against banks and corporations by the US Department of Justice and Securities and Exchange Commission. |
| financial services and markets act 2000: Business and Company Legislation 2018/2019 Jason Ellis, 2018-06-30 Published annually, Business and Company Legislation details the main regulations governing the operation of companies in England and Wales. It also includes relevant legislation on insolvency, partnerships (including limited liability partnerships) and financial services. |
| financial services and markets act 2000: Law Commission: Fiduciary Duties of Investment Intermediaries: A Consultation Paper - Consultation Paper No 215 Great Britain: Law Commission, 2013-10-28 The consultation paper Fiduciary Duties of Investments Intermediaries: A Consultation Paper follows on from the Kay Report on UK Equity Markets and Long Term Decision Making (see below), and uses pensions as the example, tracing a chain of intermediaries from the prospective pensioner/saver to the registered shareholder of a UK company. There are well established duties on pension trustees to act in the best interests of scheme members, and it looks at how far these duties require trustees to maximize financial return over a short time scale, and how far trustees can consider other factors such as environmental and social impact. The consultation asks: Whether the law is right to allow trustees to consider ethical issues only in limited circumstances? Whether the legal obligations on trustees are conducive to investment strategies in the best interests of the ultimate beneficiaries? and if not, what specifically ne |
| financial services and markets act 2000: Securities Markets and Corporate Governance Yuwa Wei, 2016-04-01 This book explores the rationalities and functions of securities markets and takeover activities. Focusing on the Chinese experience of utilizing the securities market as an effective mechanism of corporate control, this volume analyses the future development of China's financial market in the era of economic globalization. Providing an overview of the historical development of the securities market and a literature review of the economic functions of stock markets, Securities Markets and Corporate Governance also examines the legal regimes governing securities markets and takeovers in some leading corporate economies including the US, Germany, Japan and the UK. This volume then focuses on the Chinese experience, proposing a model which balances internal corporate governance and external market control for China. |
| financial services and markets act 2000: Lowry, Rawlings and Merkin's Insurance Law Rob Merkin KC, 2022-09-22 The 4th edition of this leading introductory text – now under the sole authorship of Rob Merkin KC – provides a detailed examination of the developing law of insurance, combining exposition of the law with critical analysis. The book is designed primarily for undergraduate and postgraduate students, but is also a useful resource for those in the insurance industry studying for professional examinations and legal practitioners who need a concise guide to the legal principles. The text is enhanced by extensive citations to case law and academic commentaries; and a new companion website delivers annual case law updates. This new edition has been substantially rewritten in light of the transformation of insurance law in recent years. The text has been revised to include new legislation and coverage of the effects of Brexit. However, the approach and - where possible - the analysis of John Lowry and Philip Rawlings have been retained. The first part of the book considers the regulation of insurance business and the general principles underlying the law of insurance contracts. The second part examines the way those principles are shaped by the context in which they operate. A new chapter with case studies on COVID-19, earthquakes, and mesothelioma applies the principles to the problems and uncertainties for insurance law revealed by catastrophic losses. This authoritative text offers a sound grasp of the current realities of insurance practice. |
| financial services and markets act 2000: Banking Litigation David Warne, Nicholas Elliott, 2005 Guides practitioners through a range of issues relevant to banking litigation. This book covers the major areas of potential conflict, from disputes with domestic customers to those arising from global custodianship and international banking. It helps minimise risk, by explaining the correct procedures to follow |
| financial services and markets act 2000: Research Handbook on International Insurance Law and Regulation Julian Burling, Kevin Lazarus, 2023-12-11 This thoroughly revised second edition of the Research Handbook on International Insurance Law and Regulation provides an updated assessment of the insurance industry in an international context, featuring 30 chapters, of which half are new for this edition, written by expert academics and practising lawyers. |
| financial services and markets act 2000: Blackstone's Statutes on Company Law 2017-2018 Derek French, 2017 This volume is a collection of legislation for the core subjects and major options offered on the law syllabus. |
| financial services and markets act 2000: Blackstone's Statutes on Company Law 2021-2022 Derek French, 2021 Unsurpassed in authority, reliability and accuracy; the 2021-2022 edition has been fully revised and updated to incorporate all relevant legislation for company law courses. Blackstone's Statutes on Company Law is an abridged collection of legislation carefully reviewed and selected by Derek French. With unparalleled coverage of company law, Blackstone's Statutes on Company Law leads the market: consistently recommended by lecturers and relied on by students for exam and course use. Blackstone's Statutes on Company Law is: - Trusted: ideal for exam use - Practical: find what you need instantly - Reliable: current, comprehensive coverage - Relevant: content reviewed to match your course Digital formats and resources This edition is also available for students and institutions to purchase in digital format and is supported by online resources. - The e-book offers convenient access along with functionality tools and navigation features that offer extra learning support www.oxfordtextbooks.co.uk/ebooks - The online resources include video guides to reading and interpreting statutes, web links, exam tips, and an interactive sample Act of Parliament. |
| financial services and markets act 2000: Blackstone's Statutes on Company Law 2013-2014 Derek French, 2013-08 This volume is a collection of legislation for the core subjects and major options offered on the law syllabus. |
Financial Services and Markets Act 2000 - Legislation.gov.uk
Financial Services and Markets Act 2000 is up to date with all changes known to be in force on or before 15 June 2025. There are changes that may be brought into force at a future date.
Financial Services and Markets Act 2000 - Explanatory Notes
All reference to 'Parts' and 'sections' are from the Financial Services and Markets Act 2000. For other versions of these Explanatory Notes, see More Resources.
Financial Services and Markets Act 2000 - Legislation.gov.uk
There are outstanding changes not yet made by the legislation.gov.uk editorial team to Financial Services and Markets Act 2000. Any changes that have already been made by the team …
Financial Services and Markets Act 2000 - Explanatory Notes
These explanatory notes relate to the Financial Services and Markets Act 2000 (“the Act”) which received Royal Assent on 14 June 2000. They have been prepared by HM Treasury in order to …
Financial Services and Markets Act 2000 - Legislation.gov.uk
Financial Services and Markets Act 2000, Section 19 is up to date with all changes known to be in force on or before 15 June 2025. There are changes that may be brought into force at a future …
Financial Services and Markets Act 2000 - Legislation.gov.uk
Mar 21, 2025 · Financial Services and Markets Act 2000 2000 CHAPTER 8 An Act to make provision about the regulation of financial services and markets; to provide for the transfer of …
Financial Services and Markets Act 2000 - Legislation.gov.uk
Financial Services and Markets Act 2000, SCHEDULE 6 is up to date with all changes known to be in force on or before 02 June 2025. There are changes that may be brought into force at a …
The Financial Services and Markets Act 2000 (Financial Promotion) …
There are currently no known outstanding effects for The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005. Changes to Legislation Revised legislation carried on …
Financial Services and Markets Act 2000 - Legislation.gov.uk
Financial Services and Markets Act 2000 is up to date with all changes known to be in force on or before 15 June 2025. There are changes that may be brought into force at a future date.
Financial Services and Markets Act 2000 - Explanatory Notes
All reference to 'Parts' and 'sections' are from the Financial Services and Markets Act 2000. For other versions of these Explanatory Notes, see More Resources.
Financial Services and Markets Act 2000 - Legislation.gov.uk
There are outstanding changes not yet made by the legislation.gov.uk editorial team to Financial Services and Markets Act 2000. Any changes that have already been made by the team …
Financial Services and Markets Act 2000 - Explanatory Notes
These explanatory notes relate to the Financial Services and Markets Act 2000 (“the Act”) which received Royal Assent on 14 June 2000. They have been prepared by HM Treasury in order to …
Financial Services and Markets Act 2000 - Legislation.gov.uk
Financial Services and Markets Act 2000, Section 19 is up to date with all changes known to be in force on or before 15 June 2025. There are changes that may be brought into force at a future …
Financial Services and Markets Act 2000 - Legislation.gov.uk
Mar 21, 2025 · Financial Services and Markets Act 2000 2000 CHAPTER 8 An Act to make provision about the regulation of financial services and markets; to provide for the transfer of …
Financial Services and Markets Act 2000 - Legislation.gov.uk
Financial Services and Markets Act 2000, SCHEDULE 6 is up to date with all changes known to be in force on or before 02 June 2025. There are changes that may be brought into force at a …
The Financial Services and Markets Act 2000 (Financial …
There are currently no known outstanding effects for The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005. Changes to Legislation Revised legislation carried on …
